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(This measure has not been amended since it was introduced. The summary of that version is repeated here.)
Small Business Capital Access and Job Preservation Act - Amends the Investment Advisers Act of 1940 to exempt private equity fund investment advisers from its registration and reporting requirements, provided that each private equity fund has not borrowed and does not have outstanding a principal amount exceeding twice its invested capital commitments.
Directs the Securities and Exchange Commission (SEC) to promulgate final rules that: (1) require such investment advisers to maintain records the SEC determines necessary, taking into account fund size, governance, investment strategy, and risk; and (2) define the term "private equity fund" for purposes of this Act.
Written by the nonpartisan Congressional Research Service, describing H.R. 1105 as passed House without amendment on Dec 4, 2013. It is not the text of the measure; a later amendment may have changed what it does.
Dec 4, 2013Each bar: ✓ Yea from the bottom, ✕ Nay aboveDec 4, 2013
House Dec 4, 2013 · the primary vote
To amend the Investment Advisers Act of 1940 to provide a registration exemption for private equity fund advisers, and for other purposes
Passed
254 Yea 159 Nay 18 not voting
Party-line vote 37 of 413 voting members broke with their own party: 36 Democrats, 1 Republican.
DemocratsRepublicansFilled: YeaRing: NayGrey: not voting or present
431 members on this roll call, from the official House record. Party majorities need at least five voting members, so an independent never counts as breaking with a party.
Signing on is not a vote: a member can cosponsor H.R. 1105 and vote against it. 3 signed when it was filed.
Organizations that named H.R. 1105 in a lobbying disclosure. Only those that cited the bill by number appear, so this is a floor, not a full list.
104 disclosures name this measure. Retrieved from LDA.gov on 2026-10-05. Senate Office of Public Records cannot vouch for the data or analyses derived from these data after the data have been retrieved from LDA.gov.