FEC filings through Oct 14, 2026 · FEC bulk filing data · committee C00431312 · files monthly
SummaryAt a glance
Why it exists
No statement of purpose found on its site.
Money
$620.2K raised, $649.3K spent, $78K cash on hand (through Oct 14, 2026). Where it comes from
Who funds it
69% from donors giving over $200 · 27% from PACs and other committees · largest donor Libby Cantrill, $10K. See who funds it
Where it goes
$620.5K given to candidates and committees, the largest to Ann Wagner ($10K) · 46% of its support to Republicans, 44% to Democrats. See where it goes
Lobbying
Securities Industry & Financial Markets Association lobbied on 8 issues. See lobbying
Its wordsWhat does this committee say it is for?
No published list of positions
This committee’s site publishes no list of positions we could read, and we found no statement of why it exists. We do not write one for it.
Who it gives toWhich candidates and committees get its money?
Each part reads different filings, so counts and totals can differ.
Party support distribution$538K to 134 candidates
Direct PAC contributions and independent expenditures explicitly reported as support, by the party of the candidate they went to.
For candidates $538,000
Republican 46%
Democratic 44%
Support by the party of the candidate
Party of the candidate
Candidates
Direct
Independent
Amount
Share
Republican
53
$250,000
$0
$250,000
46%
Democratic
58
$237,500
$0
$237,500
44%
Other or unresolved
23
$50,500
$0
$50,500
9.4%
Shown support
134
$538,000
$0
$538,000
100%
Contributions are reported money, not endorsements; a PAC giving to both parties is common.
Who this PAC gave to$620,500 in 386 payments
Every contribution on line 23 of the committee’s own Schedule B, which is the filing its summary totals are built from. That line covers federal candidates, party committees and other political committees alike, so a super PAC funding other super PACs appears here rather than under candidate giving.
By recipient
Line 23 contributions by kind and party of recipient
Recipient
Count
Amount
Democratic candidates
58
$237.5K · 37%
Republican candidates
52
$246K · 39%
Other or unresolved candidates
24
$54.5K · 8.6%
Other party committees
4
$15K · 2.4%
Other PACs and committees
18
$81K · 13%
All recipients
156
$634K
By the candidate’s state
Contributions to candidates by the candidate’s state
State
Candidates
Amount
New York
13
$67.5K
California
12
$54.5K
Illinois
6
$32.5K
Missouri
3
$21.5K
Massachusetts
3
$21.5K
Wisconsin
3
$21K
Nebraska
4
$19K
Michigan
3
$17.5K
The largest 8 of 46 states.
Recipients 156
Show candidate activity and the money network
Candidate and election activity as the recipients filed it
Brad Sherman4 receipts, latest May 7, 2026Sherman for Congress · H6CA24113$10K
Darin McKay Lahood4 receipts, latest Mar 13, 2026Lahood for Congress · H6IL18088$10K
Garland Andy Barr2 receipts, latest Feb 21, 2025Andy Barr for Senate, Inc. · H0KY06104$10K
Josh Gottheimer6 receipts, latest Sep 23, 2026Josh for Jersey · H6NJ05171$10K
Candidate contribution rows come from candidate committee Schedule A filings, the same rows the party chart above counts.
Committee money network
Money moving between this committee and other committees, matched on FEC committee ID rather than the name each filing was typed under. Both sides exclude memo entries. The figures here count each committee once, from the itemized transfers read for this section, so they will not match the payment counts under Who this PAC gave to.
Committees funding this one
Committees that reported giving to this one on their own Schedule A filings, grouped by the giver’s committee ID.
Lisa Hunt2 contributions, latest Apr 13, 2026 · EVP, INTERNATIONAL SERVICES · CHARLES SCHWAB & CO., INC. · KENSINGTON, MD$10,000
Daniel Hyman2 contributions, latest Jun 11, 2026 · MANAGING DIRECTOR · PACIFIC INVESTMENT MANAGEMENT CO. · NEWPORT BEACH, CA$10,000
Kipp Kranbuhl2 contributions, latest Feb 23, 2026 · GLOBAL HEAD OF REGULATORY STRATEGY & P · CITI · WASHINGTON, DC$10,000
Ronald J. Kruszewski2 contributions, latest Jul 17, 2026 · CHAIRMAN & CEO · STIFEL, NICOLAUS & COMPANY, INCORPORAT · SAINT LOUIS, MO$10,000
David Lefkowitz2 contributions, latest Jul 27, 2026 · MANAGING DIRECTOR · JP MORGAN · ARMONK, NY$10,000
Jacqueline Licalzi2 contributions, latest Jan 29, 2026 · GLOBAL HEAD OF REGULATORY RELATIONS · MORGAN STANLEY · NEW YORK, NY$10,000
Anthony Miller2 contributions, latest Oct 7, 2026 · CHIEF ADMINISTRATIVE OFFICER · JANNEY MONTGOMERY SCOTT LLC · PHILADELPHIA, PA$10,000
Mohit Mittal2 contributions, latest Jun 23, 2026 · MANAGING DIRECTOR · PACIFIC INVESTMENT MANAGEMENT CO. · NEWPORT COAST, CA$10,000
A donor who gave several times appears once. The 12 largest donors by total given are listed. In all, 654 itemized contributions were filed this cycle, totaling $427.7K. FEC contributor lists are public records and cannot be used for commercial solicitation.
PACs and other committeesPolitical action committees and other candidates' committees.$167,00027%
The 12 largest committees by total given are listed. Counted from the givers' own filings, which can run above the total this committee reports.
Refunds and rebatesMoney coming back to the committee: rebates and refunds of what it spent, contributions it made that were returned, and loans it made that were repaid.$17,0002.7%
Unitemized ($200 or less)Donors who have given $200 or less this cycle, so the FEC does not itemize (name) them.$8,3311.3%
Total reported receipts $620,239
Every dollar the committee reported receiving this cycle, split by the source the FEC filing attributes it to. Open a source marked + to see who gave. FEC filings through Oct 14, 2026.
Who donated: where they live, their employers and jobs
Where the donors live $427,687 placed by state
Loading the map
Tap or hover over a state, or focus the map and use the arrow keys, to read its total. Ctrl or ⌘ and scroll to zoom.
under $4K
$4K+
$16K+
$35.9K+
$63.9K+
none
Top states
Top donor states
Name
Amount
New York180 contributions · 23%
$99,844
District of Columbia366 contributions · 18%
$75,810
California26 contributions · 15%
$64,100
Missouri6 contributions · 7%
$30,000
Minnesota8 contributions · 6.6%
$28,250
SpendingWhere does the money go?
How the spending splits $649,309 reported
Contributions to candidates and other committeesMoney given to federal candidates, party committees and other PACs.$637,50098%
Operating expendituresThe committee's own running costs.$11,8091.8%
Paid to
Paymentech Vendor Services22 payments · latest Oct 2, 2026$11,619
Total reported disbursements $649,309
Every dollar this committee reported spending this cycle, split by the lines it reports against. Open a line to see who was actually paid on it. FEC filings through Oct 14, 2026.
What the payments were for $632,119 itemized
Given to othersContributions to other candidates, party committees, and PACs.$620,50098%
Filed as
CONTRIBUTION$620,500
Paid to
Ann Wagner for Congress$10,000
Bill Foster for Congress$10,000
Huizenga for Congress$10,000
Iowans for Zach Nunn$10,000
New Democrat Coalition Action Fund$10,000
CHC Bold PAC$10,000
Card paymentsPaid to a card processor with no itemisation filed beneath it, so the purchases behind it are not on the record.$10,7291.7%
Filed as
CREDIT CARD FEES$5,735
CREDIT CARD PROCESSING FEE$2,750
CREDIT CARD PROCESSING FEES$2,234
CREDIT CARD FEE$10
Paid to
Paymentech Vendor Services$10,729
OtherPayments whose filed description does not match any category above. Every one is listed so it can be read directly.$8890.1%
Spending over time
$649.3K spent from Jan 2025 to Oct 2026. Most in one report: $55.9K, May 2026.
$649.3K
Jan 2025Oct 2026
The running total of what the committee’s FEC reports say it spent, independent expenditures included, with a point at the end of each report. The line is straight between reports because a report gives one total for its whole period.
1099 NEW YORK AVENUE, NW6TH FLOORWASHINGTON, DC, 20001-4411
Audits and penalties
None published by the FEC
LobbyingWhat does its sponsor lobby on?
What Securities Industry and Financial Markets Association lobbies on 2026 reports
Besides giving through its PAC, Securities Industry and Financial Markets Association pays lobbyists to press Congress and federal agencies. Each quarter it, or a firm it hires, files a public report under the Lobbying Disclosure Act saying which topics it worked on, what it spent, and whom it contacted. This is what those reports say.
Spent on lobbying in 2026
$5.7M
Quarterly reports read
18
Bills it named
50
Topics it lobbied on
Each report files its work under official topics. The bar shows how often each topic came up across the reports; open one to read what was filed under it. Naming a bill says the organization lobbied on it, not which side it took.
Taxation/Internal Revenue Codein 17 report entries · 14 bills named
In its own words
H.R. 684, Protecting American Savers and Retirees Act;
H.R. 1013, Retirement Fairness for Charities and Educational Institutions Act of 2025;
H.R. 1255, Investing in Our Communities Act;
H.R. 2089, Generating Retirement Ownership through Long-Term Holding (GROWTH) Act;
S. 424, Retirement Fairness for Charities and Educational Institutions Act of 2025;
S. 1453, the LOCAL Infrastructure Act;
S. 1839, Generating Retirement Ownership through Long-Term Holding;
S. 1481, LOCAL Infrastructure Act;
IRS Stock Buyback Excise Tax;
OECD BEPS 2.0 - an effort to address tax avoidance and ensure coherence of international tax rules;
Issues related to 529 plans;
Information Reporting and Withholding with respect to Bitcoin ETFs;
Issues relating to the Global Intangible Low-Taxed Income framework;
Reconciliation legislation related to provisions in the 2017 Tax Cuts and Jobs Act;
Tax Treatment of Tokenized Securities;
Issues related to energy credits under the Inflation Reduction Act;
Executive compensation deductibility limits;
Preservation of the Municipal Bond Tax Exemption;
Reintroduction of the Local Infrastructure Act;
Data privacy legislative proposals;
Pub.
L. No. 119-21 (One Big Beautiful Bill Act) issues relating to Section 899;
Digital Assets Taxation;
TRUMP Accounts in Public Law 119-21;
Sourcing of Certain Borrow Fees;
Regulations related to Section 987;
Regulations related to Basket Contract Transactions;
Regulations related to the Corporate Alternative Minimum Tax;
Regulations related to Section 892 Regulations related to 871 (m) Regulations related to dual consolidated loses (DCL) BEAT (Base Erosion and Anti-Abuse Tax) Regulations regarding Qualified Derivative Payments (QDPs).
H.R. 2089/S.1839, Generating Retirement Ownership through Long-Term Holding (GROWTH) Act;
HR 8899, the PARITY Act: IRS Stock Buyback Excise Tax;
Regulations related to Section 892;
Regulations related to 871 (m);
Regulations related to dual consolidated loses (DCL);
Electronic furnishing of tax documents (e-delivery);
Revisions to the IRS Form W-9;
Trump IRA program.
Trump IRA program;
H.R. 10357, the Digital Asset Tax Certainty Act;
S. 5616, the Aligning Digital Assets with Principles of Taxation (ADAPT) Act;
S. 5204/H.R. 10039, SMART Savings Act of 2026.
Tax policy impacting investment banks and investment products; incentives to encourage retirement savings; municipal bond issues; corporate and international tax issues;
Inflation Reduction Act of 2022 (P.L.117-169) implementation;
Issues related to tax reform;
H.R.1, One Big Beautiful Bill Act (P.L.119-21) implementation.
Issues related to the taxation of financial services companies and products, including the taxation of digital assets
Congressional monitoring on digital asset taxation and retirement benefits.
H.R. 20/S.852, Protecting the Right to Organize Act of 2025;
H.R. 1013/S.424, Retirement Fairness for Charities and Educational Institutions Act of 2025;
H.R. 6084 ERISA Litigation Reform Act;
H.R. 8478, Empowering States to Protect Seniors from Bad Actors Act;
S. 1526, the Retirement Savings for Americans Act;
S. 4371, Empowering States to Protect Seniors from Bad Actors Act;
S.5148/H.R. 9765, A bill to amend the Internal Revenue Code of 1986 to allow certain family caregivers to contribute to a Roth IRA;
S. 5149/H.R. 9764, A bill to amend the Internal Revenue Code of 1986 to allow additional catch-up contributions for certain family caregivers;
DOL Fiduciary Rule proposed rule on retirement security and related proposed changes to prohibited transaction exemptions including Qualified Professional Asset Manager;
Retirement Security Rule: Definition of an Investment Advice Fiduciary (EBSA) and related exemptions;
Issues relating to the preservation of private sector retirement system;
Legislation to make technical corrections related to implementation of SECURE 2.0;
ERISA fiduciary legislative proposals;
Trump Accounts in Public Law 119-21.
S. 4291/H.R. 8273, Catching Up Family Caregivers Act of 2026;
S. 4292/H.R. 8274, Improving Retirement Security for Family Caregivers Act;
Trade (domestic/foreign)in 3 report entries
In its own words
General issues related to trade and foreign commerce.
Offices it contacted
HOUSE OF REPRESENTATIVES
SENATE
Who did the lobbying
The organization’s own reports give its total lobbying costs, including any firms it hired; each firm reports what this client paid it.
Securities Industry and Financial Markets AssociationIts own staff · 3 reports$5.7M
Reported twice a year by the lobbying filer. $149.5K is political giving that also appears in FEC filings.
Rep. Tom Emmer (MN-06)$16K
Sen. Steven Daines (R-MT)$12.5K
Rep. French Hill (AR-02)$10K
Sen. John Cornyn (R-TX)$9K
Rep. Kevin Hern (R-OK-01)$8K
Candidate Kurt Alme (R-MT)$6K
Rep. Max Miller (OH-07)$5.5K
Sen. John Barrasso (R-WY)$5K
Candidate Mike Rogers (R-MI)$3.5K
Rep. Ashley Hinson (R-IA-02)$3.5K
Matched by name: these reports are filed for “SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION (SIFMA)”, found by searching “SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION”. Lobbying and FEC records share no ID, so an organization that lobbies under another name is missed. Source: LDA.gov, accessed Oct 27, 2026. Senate Office of Public Records cannot vouch for the data or analyses derived from these data after the data have been retrieved from LDA.gov.
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION POLITICAL ACTION COMMITTEE
Filings covered
Through Oct 14, 2026
Data source
FEC bulk filing data
Securities Industry & Financial Markets Association PAC is registered with the Federal Election Commission as a PAC (qualified). It is a lobbyist/registrant PAC. Its FEC record names Securities Industry & Financial Markets Association as an affiliate. Official FEC summary: Federal Election Commission committee record.
Pages quoted 0 pages
No pages quoted
Nothing from this committee’s or its sponsor’s site is quoted yet.
Linked public records
No approved organization identity yet
The official FEC committee record remains available under Filings.
AWAnn WagnerRepublican · U.S. House · MO-02 · via Ann Wagner For Congress5 payments, latest Sep 29, 2026 · CONTRIBUTION · FEC filing, Sep 29, 2026$10K
BFBill FosterDemocratic · U.S. House · IL-11 · via Bill Foster For Congress7 payments, latest Aug 21, 2026 · CONTRIBUTION · FEC filing, Aug 21, 2026$10K
BHBill HuizengaRepublican · U.S. House · MI-04 · via Huizenga For Congress3 payments, latest Apr 3, 2025 · CONTRIBUTION · FEC filing, Apr 3, 2025$10K
ZNZachary NunnRepublican · U.S. House · IA-03 · via Iowans For Zach Nunn9 payments, latest Sep 29, 2026 · CONTRIBUTION · FEC filing, Sep 29, 2026$10K
ABAndy BarrRepublican · U.S. Senate · KY · via Inc. Andy Barr For Congress2 payments, latest Feb 21, 2025 · CONTRIBUTION · FEC filing, Feb 21, 2025$10K
$634K across 160 recipient committees, or 98% of everything this committee reports spending. The largest 12 are shown.
Built from FEC Schedule A and Schedule B filings for the selected cycle. A committee only appears here if the money was itemized under its FEC committee ID.
Florida5 contributions · 4.7%
$20,250
Montana5 contributions · 3.2%
$13,750
Massachusetts4 contributions · 3%
$13,000
By the state each contributor wrote on the filing. The FEC aggregates every Schedule A line together, so one committee or organization transfer can account for a whole state. Contributors who have given $200 or less this cycle are not itemized and cannot be placed on a map. The FEC’s grouping also counts joint-fundraising memo lines, so these rows can add up to more than the itemized total.
Donors’ employers as filed
Donors’ employers
Employer as filed
Amount
Sifma346 contributions · 12% of ranked
$50,535
Pimco10 contributions · 8.9% of ranked
$38,000
Cetera30 contributions · 7.6% of ranked
$32,350
Securities Industry And Financial Mark184 contributions · 6.2% of ranked
$26,552
Pacific Investment Management Co4 contributions · 4.7% of ranked
$20,000
Ameriprise Financial INC3 contributions · 3.5% of ranked
$15,000
Fidelity Investments4 contributions · 2.6% of ranked
$11,000
Citadel Securities3 contributions · 2.5% of ranked
$10,500
Itemized receipts grouped by the words contributors filed. The FEC aggregates every Schedule A line here, so committee and organization money sits alongside individuals; this is not an industry classification. The FEC’s grouping also counts joint-fundraising memo lines, so these rows can add up to more than the itemized total. Gifts of $200 or less ($8,331) are not itemized, so no employer or occupation is filed for them.
Donors’ occupations as filed
Donors’ occupations
Occupation as filed
Amount
Managing Director24 contributions · 21% of ranked
$85,775
President & CEO37 contributions · 7.7% of ranked
$32,236
CEO4 contributions · 4.8% of ranked
$20,000
President7 contributions · 3.8% of ranked
$16,000
MD Associate GEN Counsel124 contributions · 3.5% of ranked
$14,562
Chairman & CEO2 contributions · 2.4% of ranked
$10,000
Chief Administrative Officer2 contributions · 2.4% of ranked
$10,000
Chief Executive Officer2 contributions · 2.4% of ranked
$10,000
A further $10,250 came from donors whose answer names no occupation (blank), so it is not ranked. Itemized receipts grouped by the words contributors filed. The FEC aggregates every Schedule A line here, so committee and organization money sits alongside individuals; this is not an industry classification. The FEC’s grouping also counts joint-fundraising memo lines, so these rows can add up to more than the itemized total. Gifts of $200 or less ($8,331) are not itemized, so no employer or occupation is filed for them.
Filed as
No description filed$889
Paid to
Paymentech Vendor Services$889
Total itemized disbursements $632,119
Every itemized payment the committee reported this cycle, sorted by what it said each one was for. The categories are ours; the wording they are matched against is the committee’s own. Open a category to read the filed descriptions and who was paid. FEC filings through Oct 14, 2026.
All 408 itemized payments filed this cycle. Spending below the itemization threshold is not filed line by line.
Largest vendors
Largest vendors
Name
Amount
Paymentech Vendor Services22 payments · 1.8% of all spending
The people, firms and committees paid the most, across every kind of payment. Each share is of everything the committee reported spending this cycle, not only the itemized payments above. A payee that is itself a committee links to its own profile.
H.R. 2246/S. 1053, FIGHT China Act: S. 424, Retirement Fairness for Charities and Educational Institutions Act of 2025;
S. 1481, Local Infrastructure Act;
Reintroduction of the Local Infrastructure Act;
House Energy & Commerce data privacy legislative proposals.
Federal policy relating to regulations at the SEC, Federal Reserve, and Department of the Treasury; sanctions affecting financial institutions;
H.R.2441, Improving Disclosure for Investors Act of 2025.
Digital asset market structure issues;
H.R.3633, Digital Asset Market Clarity Act of 2025.
Issues related to Section 815 of S.4784, National Defense Authorization Act for Fiscal Year 2027.
Oversight of banking industry and policymaking, including digital assets.
U.S. Treasury Departments Final Rule, Provisions Pertaining to U.S. Investments in Certain National Security Technologies and Products in Countries of Concern;
Federal Reserve Proposal to revise its stress testing process;
Sovereign Debt restructuring proposals;
Legislative proposal to enhance retail investor access to private markets;
Prudential agency (Federal Reserve, OCC and FDIC) proposal to implement the Basel Endgame reforms in the U.S. and congressional (U.S. House and Senate) oversight of the same, including revisions to the trading book capital rules, stress testing, capital surcharges and buffers;
Legislation to create a regulatory regime for payment stablecoins (H.R. 2392, STABLE Act, and S. 394, GENIUS Act);
GSE reform;
Public Law 119-27, the GENIUS Act.
S. 1481, Local Infrastructure Act;
H.R. 2246/S. 1053, FIGHT China Act: SEC No-Action Relief for SEC Rule 15c2-11;
Legislative proposal for federal escheatment standards;
Reintroduction of the Local Infrastructure Act;
S. 4784/H.R. 8800, National Defense Authorization Act for Fiscal Year 2027 (issues related to stock buybacks);
Legislative proposals impacting broker-dealers, investment banks, and asset managers.